A new capital framework for SIPP operators and a call to action from the regulator

19/08/2014

SIPP professionals hit from all sides: regulator, tribunal and ailing IFAs

The Financial Conduct Authority (FCA) has written to CEOs of SIPP operators in a ‘call to action’. The regulator says the issues about which it raised concerns in its October 2013 Thematic Review remain and SIPP operators are not playing their part in preventing scams and pension fraud. Read our full report on this here.