Bitesize Briefings: FCA - Difficult Conversations

29/06/2021

FCA - Difficult Conversations

Sometimes things don't go to plan and when that happens, firms may find themselves having difficult conversations with the FCA.

Our bitesize breakfast briefings are packed with practical tips based on our collective experiences, designed to help you navigate those conversations and manage challenging situations.

 

Episode 1 - Responding to regulatory information requests

Watch the teaser video.

Watch the recording with slides.

 

Episode 2 - Self-notification - when things go wrong

Watch the teaser video.

Watch the recording with slides.

 

Episode 3 - Requirement to appoint a Skilled Person

Watch the teaser video.

Watch the recording with slides.

 

Episode 4 - Managing an FCA investigation - the firm perspective

Watch the teaser video.

Watch the recording with slides.

 

Episode 5 - Managing an FCA investigation - the individuals' perspective

Watch the teaser video.

Watch the recording with slides.

 

Episode 6 - Consumer redress

Watch the teaser video.

Watch the recording with slides.

 

Episode 7 - Whistleblowing

Watch the teaser video.

Watch the recording with slides.

 

We hope you enjoyed this series.