The FCA's renewed focus on suitability & TCF

21/01/2014

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Topics covered:



1. How the FCA is supervising conduct issues

2. What the FCA is looking at:

a) Business model
b) Strategy
c) Governance
d) Culture
e) Incentives
f) Design
g) Distribution
h) Information
i) Fair treatment

3. How does the FCA Scrutinise for suitability?

4. The FCA's current challenges on suitability

Click 'Download PDF' to access slides.

Click 'Download PDF' to access slides.