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ESMA: Speech by Steven Maijoor: AFME Market and Liquidity Conference (8 February 2012)
09.02.2012
A link to the keynote speech given by Steven Maijoor follows. Topics include: EMIR; FX derivatives; global consistency with regard to regulation; the Legal Entity Identifier project; CCP; MiFID II; securitisation...

A link to the keynote speech given by Steven Maijoor follows. Topics include: EMIR; FX derivatives; global consistency with regard to regulation; the Legal Entity Identifier project; CCP; MiFID II; securitisation and credit rating agencies. (9/02/12)

Support Information:

http://www.esma.europa.eu/system/files/2012-76.pdf

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ESMA Central Rating Repository (CEREP)
02.02.2012
ESMA has launched the above, which provides information on credit ratings issued by those 15 credit rating agencies) which are either registered or certified in the EU. The CEREP database will allow investors...

ESMA has launched the above, which provides information on credit ratings issued by those 15 credit rating agencies) which are either registered or certified in the EU. The CEREP database will allow investors to assess for the first time on a single platform the performance and reliability of credit ratings on different types of ratings, asset classes and geo-graphical regions over the time period of choice. (2/02/12)

Support Information:

http://cerep.esma.europa.eu/cerep-web/homePage/displayAbout.xhtml

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ESMA: Speech by Verena Ross: Credit rating agencies: what are the next steps? (24 January 2012)
25.01.2012
Text of this speech, given to the European Parliament, follows. Topics include: ESMA’s current work with credit rating agencies and issues surrounding CRA3.

Text of this speech, given to the European Parliament, follows. Topics include: ESMA’s current work with credit rating agencies and issues surrounding CRA3.

Support Information:

http://www.esma.europa.eu/system/files/2012-32_0.pdf

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ESMA: Annual report on the application Regulation on credit rating agencies as provided by Article 21(5) and Article 39a of the Regulation (EU) No 1060/2009 as amended by Regulation No 1095/2010
13.01.2012
This report is the first annual report on the application of Article 21(5) of the Regulation No (EC) 1060/20091 on credit rating agencies1 as amended by the Regulation No (EC) 513/20112 (CRA Regulation),...

This report is the first annual report on the application of Article 21(5) of the Regulation No (EC) 1060/20091 on credit rating agencies1 as amended by the Regulation No (EC) 513/20112 (CRA Regulation), which mandates ESMA to publish annually a report on the application of the Regulation. Including an assessment of ESMA’s staffing and resource needs.. (13/01/12)

Support Information:

http://www.esma.europa.eu/system/files/2012-3.pdf

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ESMA: List of registered and certified CRAs
06.01.2012
ESMA has updated the above.

ESMA has updated the above.

Support Information:

http://www.esma.europa.eu/page/List-registered-and-certified-CRAs

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25/06/2024

IAIS: Draft application paper on how to achieve fair treatment for diverse consumers

IAIS: Draft application paper on how to achieve fair treatment for diverse consumers

News Date:

25/06/2024

News Text:

This application paper focuses on the customer-facing aspects of insurance provision. It guides supervisors, insurers and intermediaries on a DEI perspective to interpret and fulfil existing requirements of Insurance Core Principle (ICP) 19 (Conduct of Business) so that fair treatment is achieved for diverse consumers. Responses are required by 25 September 2024.

Support Information:

https://www.iaisweb.org/uploads/2024/06/Draft-Application-Paper-on-how-to-achieve-fair-treatment-for-diverse-consumers-consultation.pdf
25/06/2024

EC: DORA Delegated Regulations

EC: DORA Delegated Regulations

News Date:

25/06/2024

News Text:

The following have been published in the Official Journal: (i) Commission Delegated Regulation (EU) 2024/1772 of 13 March 2024 supplementing DORA with regard to regulatory technical standards specifying the criteria for the classification of ICT-related incidents and cyber threats, setting out materiality thresholds and specifying the details of reports of major incidents; (ii) Commission Delegated Regulation (EU) 2024/1773 of 13 March 2024 supplementing DORA with regard to regulatory technical standards specifying the detailed content of the policy regarding contractual arrangements on the use of ICT services supporting critical or important functions provided by ICT third-party service providers; (iii) Commission Delegated Regulation (EU) 2024/1774 of 13 March 2024 supplementing DORA with regard to regulatory technical standards specifying ICT risk management tools, methods, processes, and policies and the simplified ICT risk management framework.

Support Information:

https://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=OJ:L_202401772

https://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=OJ:L_202401773

https://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=OJ:L_202401774
25/06/2024

EC: IFR Delegated Regulation

EC: IFR Delegated Regulation

News Date:

25/06/2024

News Text:

The following has been published in the Official Journal: Commission Delegated Regulation (EU) 2024/1771 of 13 March 2024 on supplementing IFR with regard to regulatory technical standards specifying the details of the scope and methods for prudential consolidation of an investment firm group.

Support Information:

https://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=OJ:L_202401771
25/06/2024

EC: CRR Delegated Regulation

EC: CRR Delegated Regulation

News Date:

25/06/2024

News Text:

The following has been published in the Official Journal: Commission Delegated Regulation (EU) 2024/1780 of 13 March 2024 supplementing CRR with regard to regulatory technical standards specifying the conditions under which institutions are allowed to calculate KIRB in relation to the underlying exposures of a securitisation transaction.

Support Information:

https://eur-lex.europa.eu/legal-content/EN/TXT/HTML/?uri=OJ:L_202401780
25/06/2024

EC: Speech by Mairead McGuinness

EC: Speech by Mairead McGuinness

News Date:

25/06/2024

News Text:

Text of Mairead McGuinness’ speech of 25 June 2024 follows in which she discusses aspects of the Banking Union.

Support Information:

https://ec.europa.eu/commission/presscorner/detail/en/SPEECH_24_3467

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ESMA: Speech by Steven Maijoor: AFME Market and Liquidity Conference (8 February 2012)

ESMA Central Rating Repository (CEREP)

ESMA: Speech by Verena Ross: Credit rating agencies: what are the next steps? (24 January 2012)

ESMA: Annual report on the application Regulation on credit rating agencies as provided by Article 21(5) and Article 39a of the Regulation (EU) No 1060/2009 as amended by Regulation No 1095/2010

ESMA: List of registered and certified CRAs

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25/06/2024

25/06/2024

25/06/2024

25/06/2024

25/06/2024

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