442 Search Results for

  • Who is in Control? The Return of Relationship Agreements

    27.11.2012
    The consultation period is scheduled to close on 2 January 2013, with the FSA expected to publish its feedback in spring 2013. The proposed changes are motivated principally by the FSA’s desire to...

  • Proposed Changes to the Rules for UK Listed Companies

    29.08.2012
    The FSA has published a consultation paper (Amendments to the Listing Rules, Prospectus Rules, Disclosure Rules and Transparency Rules, CP12/2) (the “Consultation”) on changes to its rules...

  • UK Listing: Article for the Charted Secretary-Proposed changes to the rules for UK listed companies

    29.08.2012
    The FSA has published a consultation paper (Amendments to the Listing Rules, Prospectus Rules, Disclosure Rules and Transparency Rules, CP12/2) (the “Consultation”) on changes to its rules...

  • ESMA consultation paper on UCITS ETFs

    15.02.2012
    ESMA’s proposals concern both synthetic and physical UCITS ETFs, and include suggested rules for index-tracking UCITS, efficient portfolio management techniques, total return swaps and strategy indices....

  • OFT: investment banks - market study

    10.06.2010
    The OFT expects the formal launch of its market study to take place in the summer. It hopes to conclude the “initial phase” of its work by the end of 2010, although it will confirm the precise...

  • The new Listing regime

    23.12.2009
    The changes are intended to provide more clarity for investors in a changing and increasingly competitive global listing environment. The FSA hopes that the new regime will help maintain London’s...

  • HoL Financial Services Regulation Committee: Letter to FCA - listed investment companies and cost disclosure

    02.05.2024
    The Committee has written to Nikhil Rathi to follow up on cost disclosure requirements for listed investment companies, which was raised during a recent hearing (held in private).

    The Committee has written to Nikhil Rathi to follow up on cost disclosure requirements for listed investment companies, which was raised during a recent hearing (held in private).

    Support Information:
    https://committees.parliament.uk/publications/44522/documents/221507/default/
    Show more Show less

  • FCA: Primary Market Bulletin 48

    26.04.2024
    This edition of PMB consults on changes FCA proposes to make to guidance in the Knowledge Base in relation to the listing regime, including rules for sponsors, in conjunction with CP23/31.  FCA also...

    This edition of PMB consults on changes FCA proposes to make to guidance in the Knowledge Base in relation to the listing regime, including rules for sponsors, in conjunction with CP23/31.  FCA also provides a draft version of the Procedures, Systems and Controls Confirmation Form that it proposes to introduce for issuers to submit to the regulator at admission as described further in CP23/31.

    Support Information:
    https://www.fca.org.uk/publications/newsletters/primary-market-bulletin-48
    https://www.fca.org.uk/publications/guidance-consultations/gc24-2-primary-market-bulletin-no-48
    Show more Show less

  • FCA: Handbook Notice 118

    26.04.2024
    FCA has published details of Instruments passed at Board meetings held in March and April 2024: Consumer Credit and Mortgages (Tailored Support) Instrument 2024/7 and Listing Rules Sourcebook (Sponsor...

    FCA has published details of Instruments passed at Board meetings held in March and April 2024: Consumer Credit and Mortgages (Tailored Support) Instrument 2024/7 and Listing Rules Sourcebook (Sponsor Competency) Instrument 2024/19.

    Support Information:
    https://www.fca.org.uk/publication/handbook/handbook-notice-118.pdf
    Show more Show less

  • FRC: Pre-Emption Group Annual Monitoring Report 2022-23

    05.03.2024
    The Pre-Emption Group (PEG) has today published its first report monitoring the use of its updated Statement of Principles on the disapplication of pre-emption rights for UK listed companies.

    The Pre-Emption Group (PEG) has today published its first report monitoring the use of its updated Statement of Principles on the disapplication of pre-emption rights for UK listed companies.

    Support Information:
    https://media.frc.org.uk/documents/Pre-Emption_Group_-_Annual_Monitoring_Report_2022-2023.pdf
    Show more Show less

Search Filters


News Wizard

Access full app

CMS Law-Now video

A short overview of CMS Law-Now subscription service

Looking for legal advice?

Find out how CMS can support your business here

New countries, sectors and areas of law added

Login to manage your preferences now