25289 Search Results for
  • FCA: Board minutes

    06.06.2024
    FCA has now published the minutes of a Board meeting held on 25 April 2024.  Topics include: independent panels and finalising the sponsor competence policy.

    FCA has now published the minutes of a Board meeting held on 25 April 2024.  Topics include: independent panels and finalising the sponsor competence policy.

    Support Information:
    https://www.fca.org.uk/publication/minutes/fca-board-minutes-25-april-2024.pdf
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  • FCA: Speech by Nikhil Rathi: International regulatory developments affecting investment management

    05.06.2024
    Text of Nikhil Rathi’s speech of 5 June 2024 follows in which he discusses innovation/AI and other changes affecting the investment management sector.

    Text of Nikhil Rathi’s speech of 5 June 2024 follows in which he discusses innovation/AI and other changes affecting the investment management sector.

    Support Information:
    https://www.fca.org.uk/news/speeches/international-regulatory-developments-affecting-investment-management
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  • FCA: Cryptoasset AML / CTF regime – statistics

    05.06.2024
    FCA has updated this webpage to include a summary of the applications for registration that FCA has received and the outcomes of the applications that have been determined, as at 1 June 2024.

    FCA has updated this webpage to include a summary of the applications for registration that FCA has received and the outcomes of the applications that have been determined, as at 1 June 2024.

    Support Information:
    https://www.fca.org.uk/firms/cryptoassets-aml-ctf-regime/feedback-good-poor-applications#revisions
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  • Digital Markets, Competition and Consumers Act 2024

    05.06.2024
    An Act to provide for the regulation of competition in digital markets; to amend the Competition Act 1998 and the Enterprise Act 2002 and to make other provision about competition law; to make provision...

    An Act to provide for the regulation of competition in digital markets; to amend the Competition Act 1998 and the Enterprise Act 2002 and to make other provision about competition law; to make provision relating to the protection of consumer rights and to confer further such rights; and for connected purposes.  It includes clauses concerning consultation processes between FCA and CMA, and relevant amendments to FSMA.

    Support Information:
    https://www.legislation.gov.uk/ukpga/2024/13/pdfs/ukpga_20240013_en.pdf
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  • BIS: Project mBridge

    05.06.2024
    BIS has provided an update on Project mBridge, which aims to explore a multi-CBDC platform shared among participating central banks and commercial banks, built on DLT to enable instant cross-border payments...

    BIS has provided an update on Project mBridge, which aims to explore a multi-CBDC platform shared among participating central banks and commercial banks, built on DLT to enable instant cross-border payments and settlement. Project mBridge has reached minimum viable product stage and private sector firms are now invited to propose new solutions and use cases that help develop the platform.

    Support Information:
    https://www.bis.org/press/p240605.htm
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  • EBA/EIOPA/ESMA/ENISA: MoU

    05.06.2024
    The ESAs have announced a multilateral MoU to strengthen cooperation and information exchange with the European Union Agency for Cybersecurity (ENISA).

    The ESAs have announced a multilateral MoU to strengthen cooperation and information exchange with the European Union Agency for Cybersecurity (ENISA).

    Support Information:
    https://www.eba.europa.eu/sites/default/files/2024-06/d67204bd-243c-48ab-97a8-228e67f62b05/Memorandum%20of%20Understanding%20on%20cooperation%20between%20the%20ESA%20and%20ENISA.pdf
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  • FCA: Appointment

    05.06.2024
    FCA has announced that Dr Felix Martin has been appointed chair of the new, independent Cost Benefit Analysis Panel.

    FCA has announced that Dr Felix Martin has been appointed chair of the new, independent Cost Benefit Analysis Panel.

    Support Information:
    https://www.fca.org.uk/news/press-releases/new-cost-benefit-analysis-panel-be-chaired-dr-felix-martin
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  • IOSCO: Market outages

    05.06.2024
    IOSCO’s final report addresses the need for improved preparedness and management of market outages to ensure market resilience and investor confidence.  It sets out good practices, which cover...

    IOSCO’s final report addresses the need for improved preparedness and management of market outages to ensure market resilience and investor confidence.  It sets out good practices, which cover five key areas: outage plans; communication plans; reopening of trading; closing auctions/closing prices, and post-outage plans. 

    Support Information:
    https://www.iosco.org/library/pubdocs/pdf/IOSCOPD767.pdf
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  • ECB: What is the outlook for the European banking sector?

    05.06.2024
    ECB has published the text of two interviews with Kerstin af Jochnick. Show more Show less
  • EBA/ESMA: Discussion paper on the call for advice on the investment firms prudential framework

    04.06.2024
    The DP addresses elements highlighted by the supervisory community as priorities for possible improvements.  Areas include: the categorisation of investment firms; fixed overheads requirements; new...

    The DP addresses elements highlighted by the supervisory community as priorities for possible improvements.  Areas include: the categorisation of investment firms; fixed overheads requirements; new and existing k-factors; adoption of CRR3/CRD6; liquidity requirements; the interactions of IFD/IFR with other regulations; the prudential consolidation of investment firm groups, remuneration.  Responses are required by 3 September 2024.

    Support Information:
    https://www.esma.europa.eu/sites/default/files/2024-06/Discussion_paper_on_CfA_on_IFD-R.pdf
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