255 Resultados de la búsqueda

  • SEC charges Private Equity Firm with misallocating Broken Deal Expenses in Breach of Fiduciary Duty

    Global 07.07.2015
    On June 29, 2015 the Securities and Exchange Commission (the “SEC”) charged New York based private equity firm, Kohlberg Kravis Roberts & Co. (“KKR”) with a misallocation of...

  • France quietly strips gold plate from the AIFMD

    FranciaReino Unido 02.07.2015
    This article was produced by Nabarro LLP, which joined CMS on 1 May 2017. In a welcome move and to little fanfare, the French regulator (the AMF) has removed the requirement that EU AIFMs marketing EU...

  • “Grexit” – Insurance update

    Reino UnidoEscocia 30.06.2015
    As this Law Now goes to issue, it still remains to be seen if a “Grexit” will result or if the relevant bodies and politicians can agree a last minute process to avoid this happening. The...

  • Bankierseed en bancair tuchtrecht

    Países Bajos 04.06.2015
    Op donderdag 16 april 2015 organiseerde CMS een ronde tafel over bancair tuchtrecht. Centraal stond de vraag of de bankiers eed, de gedragsregels en het tuchtrecht zullen bijdragen aan het herstel van...

  • It’s FATCA time in Luxembourg

    Luxemburgo 16.04.2015
    A year after the signing of the intergovernmental agreement regarding FATCA (Foreign Account Tax Compliance Act) between Luxembourg and the United States, the bill of law was finally introduced on 27 March...

  • Strengthened obligations preventing the use of the financial system for money laundering and terrorist financing

    Luxemburgo 07.04.2015
    A draft Directive (the "draft 4th Directive") of the Parliament and the Council (2013/0025 COD) that will directly impact most financial institutions and market players is about to be adopted and will...

  • FCA publishes final guidance on financial promotions made on social media

    Reino Unido 02.04.2015
    This article was produced by Nabarro LLP, which joined CMS on 1 May 2017. Summary and implications In June 2010, the Financial Conduct Authority's (FCA) predecessor, the Financial Services Authority (FSA),...

  • FCA reviews crowdfunding regulation regime

    Reino Unido 24.03.2015
    This article was produced by Nabarro LLP, which joined CMS on 1 May 2017. Summary and Implications On 3 February 2015, the Financial Conduct Authority (FCA) published a report on its review of the implementation...

  • Draft EBA remuneration guidelines

    Reino Unido 24.03.2015
    On 4 March 2015, the European Banking Authority (EBA) published new draft guidelines on remuneration for firms caught by CRD IV, which encompasses banks and certain other financial institutions including...

  • Asset encumbrance risk management policy for Luxembourg banks

    Luxemburgo 25.02.2015
    1. Introduction The Commission de Surveillance du Secteur Financier (the “CSSF”) Circular 12/552 (“Circular 12/552”) is applicable to all credit institutions, investment firms and,...

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